CUSIP No. 736233 10 7
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13D
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(page 2 of 5)
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1
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NAME OF REPORTING PERSON
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Estate of J. Chester Porter, Betty Porter, Executrix of the Estate of J. Chester Porter
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ¨
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(b) ¨
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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N/A
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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¨
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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U.S.A
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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7 SOLE VOTING POWER
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3,198,668
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8 SHARED VOTING POWER
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0
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9 SOLE DISPOSITIVE POWER
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3,198,668
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10 SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,198,668
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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¨
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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24.4%
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14
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TYPE OF REPORTING PERSON
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OO, IN
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CUSIP No. 736233 10 7
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13D
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(page 3 of 5)
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(a)
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Pursuant to Rule 13d-1(k)(1) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), this Schedule 13D Statement is filed by the estate of J. Chester Porter and Betty Porter, Executrix of the estate of J. Chester Porter (collectively, the “Reporting Person”).
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(b)
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The Reporting Persons' business address is c/o Porter Bancorp, Inc., 2500 Eastpoint Parkway, Louisville, Kentucky 40223.
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(c)
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Not applicable.
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(d-e)
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The Reporting Person has not (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding violations with respect to such laws during the past five years.
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(f)
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The Reporting Person is a United States citizen.
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CUSIP No. 736233 10 7
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13D
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(page 4 of 5)
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(a-b)
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The Reporting Person is the beneficial owner of 3,198,668 shares representing 24.4% of the Issuer’s outstanding common stock. The Reporting Person has sole power to vote and dispose of the shares.
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(c)
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Not applicable.
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(d)
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Not applicable.
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(e)
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Not applicable.
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CUSIP No. 736233 10 7
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13D
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(page 5 of 5)
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Estate of J. Chester Porter | |||
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By:
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/s/ Betty Porter
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Betty Porter, Executrix of the Estate of J. Chester Porter | |||
By: | /s/ Betty Porter | ||
Betty Porter |